Qualification and Certifications and Disclosures
David Paladino
Financial Advisor and Insurance Services at Next Financial Group, Inc.
CRD# 46214
A private wealth advisory practice - Putting the legacy of clients first
(512) 609-8952
Facebook: https://www.facebook.com/David-Paladino-2275784245968735/
LinkedIn: https://www.linkedin.com/in/david-paladino-431115206/
David Paladino has been in the financial services industry for over 23 years in many different roles in both New York City and Austin, TX. David formally moved his practice to Austin, TX in 2001.
Qualifications:
Series 65-Investment Adviser-Uniform Investment Adviser Law Examination 2016
Series 7 - General Securities Representative Examination 1997
Series 63 - Broker - Uniform Securities Agent State Law Examination 1997
General Lines-Life, Accident and Health Insurance
B - A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA - An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.
Background and qualification information is available at: https://brokercheck.finra.org/
About Us
Disclosures
David Paladino may only conduct securities business with residents of states in which he is properly registered. Please refer to FINRA’s BrokerCheck website for a list of those states.
CA Insurance #____
- The Planning is Art Retirement approach is not a guarantee of future financial results.
- NEXT Financial Group, Inc. cannot guarantee future financial results.
- NEXT Financial Group, Inc. and its affiliates do not offer tax or legal advice. Consumers should consult with their tax advisor or attorney regarding their specific situation.